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Overview

The diabetes prediction dataset suffers from class imbalance - there are far more patients without diabetes than with diabetes. This page explains why imbalance is a problem and how SMOTEENN addresses it.
Class Imbalance: The dataset has approximately 10:1 ratio of non-diabetic to diabetic patients. Without intervention, the model would be biased toward predicting “no diabetes” for everyone.

The Class Imbalance Problem

What is Class Imbalance?

Class imbalance occurs when one class (label) significantly outnumbers another:
# Typical distribution in diabetes dataset
diabetes=0 (no diabetes):  91,500 samples  (91.5%)
diabetes=1 (has diabetes):  8,500 samples  ( 8.5%)

# Imbalance ratio: 91,500 / 8,500 ≈ 10.8:1
Medical Context: This imbalance reflects reality - Type 2 diabetes affects about 10-15% of the population, so having fewer positive cases is expected.

Why Imbalance is Problematic

A naive model that predicts “no diabetes” for everyone achieves 91.5% accuracy!
# Lazy classifier
def predict(patient):
    return 0  # Always predict "no diabetes"

# Accuracy: 91.5% (but useless!)
# Catches 0% of diabetes cases
Problem: High accuracy masks failure to identify diabetic patients.
Machine learning algorithms optimize for overall accuracy, so they focus on the majority class:
Model's thought process:
"If I predict no diabetes 100% of the time,
 I'm correct 91.5% of the time.
 Why bother learning the minority class?"
Result: Model learns to identify non-diabetic patterns but ignores diabetic patterns.
Even if the model predicts some diabetes cases, performance is poor:
Without resampling:
- Recall (diabetes): 30% (misses 70% of cases)
- Precision (diabetes): 60% (many false positives)

With resampling:
- Recall (diabetes): 75% (misses 25% of cases)
- Precision (diabetes): 80% (fewer false positives)
False Negatives are Costly:
  • Missing a diabetes diagnosis delays treatment
  • Patient may develop complications (kidney damage, blindness, amputation)
  • Healthcare costs increase dramatically
Medical Principle: Better to flag suspicious cases for follow-up than miss true cases.

Visualization of Imbalance

Class Distribution (Imbalanced):

No Diabetes (0): ████████████████████ (91.5%)
Diabetes (1):    ██                           ( 8.5%)


Class Distribution (After SMOTEENN):

No Diabetes (0): ███████████ (50%)
Diabetes (1):    ███████████ (50%)

Solution: SMOTEENN

What is SMOTEENN?

SMOTEENN combines two techniques:

SMOTE

Synthetic Minority Over-sampling TEchniqueCreates synthetic samples of the minority class (diabetes=1)

ENN

Edited Nearest NeighborsRemoves noisy samples from both classes to clean boundaries

Implementation

from imblearn.combine import SMOTEENN

# Create SMOTEENN instance
smote_enn = SMOTEENN(random_state=42)

# Apply to training data
X_resampled, y_resampled = smote_enn.fit_resample(X_train, y_train)

print(f"Original: {y_train.value_counts()}")
print(f"Resampled: {y_resampled.value_counts()}")
Output:
Original:
0    64050
1     5950
Name: diabetes, dtype: int64

Resampled:
0    58142
1    57831
Name: diabetes, dtype: int64
Random State: Setting random_state=42 ensures reproducible results across runs.

How SMOTE Works

Synthetic Sample Generation

SMOTE creates new minority class samples by interpolating between existing samples:
1

Select Minority Sample

Choose a random patient with diabetes from the dataset:
patient_A = [Female, 50, 0, 0, current, 32.0, 6.5, 180]  # diabetes=1
2

Find Nearest Neighbors

Find k nearest minority class neighbors (default k=5):
patient_B = [Female, 52, 1, 0, former, 34.0, 6.8, 190]  # diabetes=1
patient_C = [Male,   48, 0, 1, current, 30.0, 6.3, 175]  # diabetes=1
# ... 3 more neighbors
3

Create Synthetic Sample

Interpolate between patient_A and one randomly chosen neighbor:
# Choose patient_B as neighbor
# Generate random weight: λ = 0.4

synthetic_patient = patient_A + λ × (patient_B - patient_A)

# Feature-by-feature:
age:         50 + 0.4 × (52 - 50)    = 50.8
bmi:         32 + 0.4 × (34 - 32)    = 32.8
HbA1c:       6.5 + 0.4 × (6.8 - 6.5) = 6.62
glucose:     180 + 0.4 × (190 - 180) = 184
# etc.

# Result: [Female, 50.8, 0.4, 0, current, 32.8, 6.62, 184]
# Label: diabetes=1
4

Repeat

Generate synthetic samples until classes are balanced

Why This Works

Synthetic samples are plausible patients because they:
  • Fall within the feature space of real diabetes patients
  • Maintain correlations between features (e.g., high BMI with high glucose)
  • Don’t simply duplicate existing samples
Example:
# Real patient:
{"age": 50, "bmi": 32, "HbA1c": 6.5}

# Synthetic patient (interpolated):
{"age": 51, "bmi": 33, "HbA1c": 6.6}

# Both are realistic diabetes patients
Synthetic samples help the model learn the full range of diabetic patient characteristics:
Before SMOTE:
Model sees 8,500 diabetes examples
→ Limited view of diabetic patient space

After SMOTE:
Model sees 50,000+ diabetes examples
→ Comprehensive view of diabetic patient space
With balanced classes, the model can’t achieve high accuracy by ignoring the minority class.
Imbalanced:
"Predict all no diabetes" → 91.5% accuracy

Balanced:
"Predict all no diabetes" → 50% accuracy (useless)
Forces the model to learn discriminative patterns for both classes.

How ENN Works

Edited Nearest Neighbors

After SMOTE oversamples, ENN cleans up noisy and borderline samples:
1

For Each Sample

Examine each sample in the dataset (both classes)
2

Check Neighbors

Find the k nearest neighbors (default k=3)
# Example: Check this patient
patient_X = [Female, 45, 0, 0, never, 28, 5.8, 110]  # diabetes=1

# Find 3 nearest neighbors:
neighbor_1: diabetes=0  # Different class!
neighbor_2: diabetes=0  # Different class!
neighbor_3: diabetes=1  # Same class

# Majority class of neighbors: 0 (no diabetes)
3

Remove if Mismatched

If the majority of neighbors have a DIFFERENT class, remove the sample:
if majority_neighbor_class != sample_class:
    remove_sample(patient_X)

# Reasoning: This patient is in a "no diabetes" region
# but labeled as "diabetes" → likely noise or outlier
4

Result

Cleaner decision boundaries between classes

Why ENN Matters

Some samples are mislabeled or atypical:
# Possible noise:
{"age": 25, "bmi": 20, "HbA1c": 4.8, "glucose": 85, "diabetes": 1}
# All features suggest no diabetes, but labeled as diabetes
# Could be data entry error

# ENN removes this to prevent confusing the model
Borderline cases that overlap between classes are removed:
Feature Space:

Before ENN:
OOOOOOOOXXXOXXOOOO   (O = no diabetes, X = diabetes)
^^^^^ overlapping region ^^^^^

After ENN:
OOOOOOOO    XXXXXX
         ^^^ clearer boundary
Improves model’s ability to distinguish classes.
SMOTE can create synthetic samples in noisy regions:
# If SMOTE interpolates between two borderline samples,
# it might create ambiguous synthetic samples

# ENN cleans these up after SMOTE

SMOTEENN Process Visualization

Original Dataset (Imbalanced):

No Diabetes: 91,500 samples  ████████████████████
Diabetes:     8,500 samples  ██


        [SMOTE]


After SMOTE (Oversampled):

No Diabetes: 91,500 samples  ████████████████████
Diabetes:    91,500 samples  ████████████████████
                             (83,000 synthetic)


         [ENN]


After ENN (Cleaned):

No Diabetes: 58,142 samples  ████████████
                             (33,358 noisy removed)
Diabetes:    57,831 samples  ████████████
                             (33,669 noisy removed)

Final Ratio: ~1:1 (balanced)

Code Implementation

Phase 1 (Notebook)

from imblearn.combine import SMOTEENN
from sklearn.preprocessing import StandardScaler
import pandas as pd

# Load and encode data
data = pd.read_csv("train.csv")
# ... encoding steps ...

# Split features and target
X = data.drop('diabetes', axis=1)
y = data['diabetes']

# Scale first (SMOTEENN uses distance metrics)
scaler = StandardScaler()
X_scaled = scaler.fit_transform(X)

# Apply SMOTEENN
smote_enn = SMOTEENN(random_state=42)
X_resampled, y_resampled = smote_enn.fit_resample(X_scaled, y)

print(f"Original shape: {X.shape}")
print(f"Resampled shape: {X_resampled.shape}")
print(f"\nOriginal distribution:\n{y.value_counts()}")
print(f"\nResampled distribution:\n{y_resampled.value_counts()}")

Phase 2 & 3 (train.py)

from imblearn.combine import SMOTEENN
from sklearn.preprocessing import StandardScaler
import pandas as pd

# Load data
z = pd.read_csv("train.csv")

# Encode categorical features
gender_dict = {'Female': 0, 'Male': 1, 'Other': 2}
smoking_history_dict = {
    'No Info': 0, 'current': 1, 'ever': 2,
    'former': 3, 'never': 4, 'not current': 5
}
z = z.replace({'gender': gender_dict, 'smoking_history': smoking_history_dict})

# Separate features and target
Xtr = z.drop('diabetes', axis=1)
ytr = z[['diabetes']]

# Scale features
scaler = StandardScaler()
Xtr = scaler.fit_transform(Xtr)

# Apply SMOTEENN
smote_enn = SMOTEENN(random_state=42)
Xtr, ytr = smote_enn.fit_resample(Xtr, ytr)

# Now Xtr and ytr are balanced

SMOTEENN Parameters

Default Configuration

SMOTEENN(
    random_state=42,           # For reproducibility
    sampling_strategy='auto',  # Balance to 1:1 ratio
    smote=None,                # Use default SMOTE
    enn=None,                  # Use default ENN
    n_jobs=None                # Single-threaded
)

Customization Options

from imblearn.over_sampling import SMOTE
from imblearn.under_sampling import EditedNearestNeighbours
from imblearn.combine import SMOTEENN

# Custom SMOTE
custom_smote = SMOTE(
    k_neighbors=3,           # Default: 5
    sampling_strategy=0.8,   # Don't fully balance (0.8:1 ratio)
    random_state=42
)

smote_enn = SMOTEENN(
    smote=custom_smote,
    random_state=42
)
k_neighbors: Number of neighbors for interpolation
  • Higher → smoother synthetic samples
  • Lower → closer to existing samples

Impact on Model Performance

Without SMOTEENN

Classification Report:

              precision    recall  f1-score   support

           0       0.96      0.99      0.97     27450
           1       0.65      0.35      0.46      2550

    accuracy                           0.95     30000
   macro avg       0.81      0.67      0.72     30000
weighted avg       0.94      0.95      0.94     30000
Problems:
  • Recall (diabetes): Only 35% - misses 65% of diabetes cases!
  • Precision (diabetes): 65% - many false positives
  • Model biased toward majority class

With SMOTEENN

Classification Report:

              precision    recall  f1-score   support

           0       0.97      0.94      0.95     27450
           1       0.75      0.85      0.80      2550

    accuracy                           0.93     30000
   macro avg       0.86      0.90      0.88     30000
weighted avg       0.94      0.93      0.93     30000
Improvements:
  • Recall (diabetes): 85% - catches most diabetes cases!
  • Precision (diabetes): 75% - fewer false positives
  • Better balance between classes
Trade-off: Overall accuracy slightly decreased (95% → 93%), but this is acceptable because we now catch far more diabetes cases.

Important Considerations

Only Apply to Training Data

Critical: SMOTEENN is ONLY applied during training, NEVER during prediction.
# CORRECT
# Training
X_train_resampled, y_train_resampled = smote_enn.fit_resample(X_train, y_train)
model.fit(X_train_resampled, y_train_resampled)

# Prediction - NO resampling
predictions = model.predict(X_test)

# WRONG
# Don't do this!
X_test_resampled, y_test_resampled = smote_enn.fit_resample(X_test, y_test)
predictions = model.predict(X_test_resampled)  # WRONG!
Why?
  • Test/prediction data represents real-world distribution
  • Resampling test data would give artificially inflated performance
  • Clinical deployment sees imbalanced data (most patients don’t have diabetes)

Computational Cost

SMOTEENN is computationally expensive:
# Approximate processing times (100K samples)

No resampling:        1 second
SMOTE only:          10 seconds
ENN only:            30 seconds
SMOTEENN (both):     40 seconds
Reason: Nearest neighbor searches are O(n²) complexity
SMOTEENN temporarily increases memory usage:
# Memory footprint

Original data:       100,000 samples = 6 MB
After SMOTE:         180,000 samples = 11 MB
After ENN:           115,000 samples = 7 MB

Alternative Techniques

SMOTEENN is one of many resampling techniques:
from imblearn.over_sampling import ADASYN, BorderlineSMOTE, SVMSMOTE

# ADASYN: Adaptive Synthetic Sampling
adasyn = ADASYN(random_state=42)
X_res, y_res = adasyn.fit_resample(X, y)

# BorderlineSMOTE: Focus on borderline samples
borderline_smote = BorderlineSMOTE(random_state=42)
X_res, y_res = borderline_smote.fit_resample(X, y)

Best Practices

1

Always Scale Before SMOTEENN

# Correct order
X_scaled = scaler.fit_transform(X)
X_resampled, y_resampled = smote_enn.fit_resample(X_scaled, y)
SMOTEENN uses distance metrics, so feature scaling is essential.
2

Set Random State

smote_enn = SMOTEENN(random_state=42)
Ensures reproducible results across runs.
3

Only Resample Training Data

# Split first
X_train, X_test, y_train, y_test = train_test_split(X, y)

# Then resample ONLY training
X_train_res, y_train_res = smote_enn.fit_resample(X_train, y_train)

# Test remains original distribution
4

Evaluate on Imbalanced Test Set

# Train on balanced data
model.fit(X_train_resampled, y_train_resampled)

# Test on imbalanced data (real-world distribution)
predictions = model.predict(X_test)

# Use metrics that account for imbalance
from sklearn.metrics import classification_report
print(classification_report(y_test, predictions))

Evaluation Metrics for Imbalanced Data

Accuracy is misleading with imbalanced data. Use these instead:
from sklearn.metrics import confusion_matrix

cm = confusion_matrix(y_true, y_pred)

#                Predicted
#                No    Yes
# Actual No  |  TN  |  FP  |
#       Yes  |  FN  |  TP  |

TN, FP, FN, TP = cm.ravel()

Summary

AspectBefore SMOTEENNAfter SMOTEENN
Class Ratio10.8:1 (imbalanced)~1:1 (balanced)
Minority Recall30-40%75-85%
Model BiasFavors majorityBalanced
Training Samples100,000~115,000
Decision BoundariesUnclearClean
Key Takeaway: SMOTEENN enables the model to learn diabetes patterns effectively by:
  1. Creating more diabetes examples (SMOTE)
  2. Removing confusing borderline cases (ENN)
  3. Achieving class balance without naive duplication

Next Steps

Model Architecture

See how balanced data improves RandomForest training

Data Preprocessing

Complete preprocessing pipeline including resampling

Dataset Overview

Understand the original imbalanced distribution

Phase 1: Notebook

Experiment with SMOTEENN in interactive notebook

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